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Late trading
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#	Item
321	June 26, 2014 VIA ONLINE SUBMISSION Melissa Jurgens, Secretary Commodity Futures Trading Commission Three Lafayette Center Add to Reading List Source URL: www.ngsa.org Language: English - Date: 2014-06-30 07:39:48 Hedge Late-2000s financial crisis Commodity Futures Trading Commission Futures contract Commodity market Futures exchange Derivative Dodd–Frank Wall Street Reform and Consumer Protection Act Short Financial economics Finance Business
322	COMMENTARY ON THE RESTRICTIONS ON PROPRIETARY TRADING BY INSURED DEPOSITARY INSTITUTIONS By Paul A. Volcker Full discussion by the public, and particularly by directly affected institutions, on the proposed regulations i Add to Reading List Source URL: online.wsj.com Language: English - Date: 2012-02-13 12:11:35 Systemic risk Financial markets United States federal banking legislation Volcker Rule Proprietary trading Investment banking Hedge fund Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Financial economics Economics Finance
323	SEC Derivatives File Number S7[removed]Comments by Lisa A. Rutherford Ivins, Utah Thank you for providing this opportunity to comment on the proposed rules regarding derivatives trading. Although the topic under considerat Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-22 16:18:00 Late-2000s financial crisis Finance United States federal banking legislation United States housing bubble 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Derivative American International Group Credit default swap Financial risk Financial economics Systemic risk
324	Diana L. Preston Vice President and Senior Counsel Center for Securities, Trust & Investments[removed]removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-04 15:44:55 Late-2000s financial crisis Interest rate swap Swap Currency swap Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission Hedge American International Group Commodity Futures Modernization Act Financial economics Finance Financial system
325	August 21, 2013 VIA ELECTRONIC MAIL Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-22 10:47:30 United States securities law Late-2000s financial crisis 76th United States Congress Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Futures contract Financial adviser Security Financial economics Finance Investment
326	5FO~ SEC PROPOSED RULES ON CROSS-BORDER SECURITY-BASED SWAP ACTIVITIES A Comment Letter by the Futures and Options Association Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-28 15:48:21 Late-2000s financial crisis United States housing bubble United States securities law Commodity Futures Trading Commission U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Credit default swap Securities Exchange Act Derivative Financial economics Financial regulation Finance
327	INSTITUTE OF INTERNATIONAL BANKERS 299 Park Avenue, 17th Floor New York, N.Y[removed]Direct: ([removed]Facsimile: ([removed]Main: ([removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-26 13:10:21 Commodity Futures Trading Commission Finance United States securities law Dodd–Frank Wall Street Reform and Consumer Protection Act Derivative Securities Act Futures contract Commodity Futures Modernization Act Financial regulation Financial economics Late-2000s financial crisis
328	Comment Letter on File No. S7-43-10 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-03-02 13:54:33 Systemic risk United States housing bubble Credit default swap Derivative Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission Basel III Late-2000s financial crisis Credit risk Financial economics Economics Finance
329	OppenheimerFunds" Robert C. Zack Executive Vice President and General Counsel Telephone: [removed]Facsimile: [removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-05 13:49:53 Funds Financial services Collective investment schemes Institutional investors Net asset value Mutual fund Late trading Securities and Exchange Commission Short Financial economics Investment Finance
330	January 10, 2013 Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-11 10:52:23 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Presidency of Barack Obama Systemic risk United States federal banking legislation U.S. Securities and Exchange Commission Hedge fund Commodity Futures Trading Commission Financial economics Finance Investment

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